INS Restructuring Letter to Chairman Rogers for LRD Clearance

from: Steven M. Mertens
to: Elena Kagan, Ingrid M. Schroeder, Julie A. Fernandes, Leanne A. Shimabukuro, Michael
cc: David J., Debra J. Bond, James J. Jukes, Joseph G., Kenneth L. Schwartz, Patricia E., Theodore
      Attached is the "final" version of the Rogers letter reflecting DPC/OMB
        edits and which has been cleared by the Director.   Ingrid will put the
        letter and side-by- side comparison into interagency clearance thi's
        afternoon with comments due tomorrow. Any questions, please contact
        Julie, Ingrid or me.   Thanks.

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        FF575043BA040000010A02010000000205000000BA2A0000000200OOOD741D6B4F4DEEOCBCAAAB
        123B84F67AC1A07A84AA1D44062176DB1ECD8EBA919BOC41A81562A527B23BD04B1BBBD1BA6693
                                                           DRAFT
The Honorable Harold Rogers
Chairman
Subcommittee on Commerce, Justice, State,
      the Judiciary and Related Agencies
Appropriations Committee
                                                             Automated Records Management System
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U.S. House of Representatives
Washington, D.C. 20515

Dear Mr. Chairman,

        In the Subcommittee's Report accompanying P.L. 105-119, the Congress directed the
Attorney General to review the recommendations of the Commission on Immigration Reform
(CIR) and develop a plan that would result in greater effectiveness and efficiency in the
performance of the core functions of the federal immigration system. The President, also
responding to the report of the CIR, asked the Domestic Policy Council (DPC) to "evaluate
carefully the [CIR] proposal and other reform options designed to improve the executive
branch's administration of the Nation's immigration laws." In conducting this review, the DPC,
working closely with the Office of Management and Budget, consulted with the Departments of
Justice, Labor and State, the INS, staff of the CIR, immigration experts and advocacy groups, and
other White House offices, including the National Security Council.

        The DPC/OMB review concluded that the CIR report correctly diagnosed many of
INS' problems -- insufficient accountability between field offices and headquarters, lack of
consistency and professionalism, overlapping organizational relationships, and significant
management weaknesses. These problems have hampered the ability of the INS to pursue
effectively the principle tasks that Congress and the President expect the INS to perform:
effective enforcement of our immigration laws both at our borders and in the interior, and
the efficient provision of immigration and citizenship benefits and services. Improving the
ability of the INS to pursue these critical priorities must be the guiding principle of any
reform plan.

       After careful consideration and study, we have concluded that the most effective
way to adhere to this guiding principle is to implement dramatic and fundamental reforms
within the INS. The Administration's reform plan will untangle the INS's overlapping
and frequently confusing organizational structure and replace it with two clear
organizational chains of command -- one to accomplish its enforcement mission and the
other to provide immigration-related services. By retaining both of these functions within
                                                                 Hex-Dump Conversion

a single agency, the Administration's reform plan will ensure that both the enforcement
and service operations are appropriately coordinated and supported by Headquarters.
The Administration's reform plan will strengthen accountability and improve efficiency
and effectiveness by allowing each of the two chains of command to focus on the unique
management, knowledge, skills, and abilities of its function.

The key features ofthe Administration's plan are:

       Effect an operational split between enforcement and services, resulting in two
       distinct, clear lines of authority from the field to headquarters, with an INS
       Commissioner continuing to be responsible for overall agency operations;

       Eliminate the current "district" field structure, and replace it with a functional and
       geographic-based organization that allows for the creation of service offices in areas
       convenient to their immigrant "customers" and the creation of enforcement offices
       focus at border areas, ports of entry and significant interior locations;

       Improve the quality ofthe workforce by creating separate enforcement and service
       career paths for INS employees, so that the best employees can move up the ladder
       and be rewarded for high performance;

       Restructure management operations to ensure an effective "shared support"
       operation (e.g., records and data management, technological support, employee
       relations, and administrative support) that will serve both the enforcement and the
       service sides of the agency.

      Establish a Chief Financial Officer to address deficiencies in financial, accounting
       and budget execution systems.

       In addition to implementing the restructuring plan noted above, the Administration
will continue its efforts to identify and then take approP!iiate remedial action to eliminate
any remaining areas of duplication, overlapping responsibilities, or inadequate
coordination between the INS and the Departments of Labor and State.

        It should be noted that during its review, DPC and OMB c"arefully evaluated the
recommendations of the CrR. The CrR concluded that the INS's dual responsibility of
welcoming legal immigrants and deterring illegal immigration has resulted in "mission
overload." To address this issue, the crR recommended disbanding the INS and reallocating its
primary responsibilities to the Department of Justice (DOJ) and the State Department. We
believe those recommendations would only compound the current problems with the nation's
immigration system.

       First, such a substantial reallocation of authority could require a six- or seven-year


                                              2
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transition, exacerbating existing concerns about long delays in immigration activities.
Second and even more important, this reallocation would hinder the coordination and
communication necessary to maintain the integrity and efficiency of both immigration'
enforcement and immigration service operations. To be most effective, all immigration policy
and management should remain within one agency at the Justice Department.

       The Administration's plan is a fundamental change in the way the INS conducts
business. This restructuring -- from top to bottom -- will address long-standing concerns
about lines of authority and responsibility, consistency of operations, and performance
within the INS. It will result in improved enforcement coordination, career paths that
support professionalism, and measurable changes in the way INS provides services to the
immigration community. Most important, it will greatly improve the ability of the INS to
perform their duties effectively and efficiently. We look forward to working with you and
other members of Congress to implement this restructuring plan and to ensure successful,
long-term improvements in the Nation's immigration system.

Sincerely,


Franklin Raines
Director
Office of Management and Budget



Bruce Reed
Assistant to the President for Domestic Policy



Janet Reno
Attorney General

Enclosures




                                             3
    
======;======;====== ATTACHMENT 1 ====;============;;= ATT CREATION TIME/DATE: 0 00:00:00.00 TEXT: Unable to convert ARMS_EXT: [ATTACH.D811MAIL45300638R.026 to ASCII, The following is a HEX DUMP: FF575043BA040000010A02010000000205000000BA2A0000000200OOOD741D6B4F4DEEOCBCAAAB 123B84F67AC1A07A84AA1D44062176DB1ECD8EBA919BOC41A81562A527B23BD04B1BBBD1BA6693 DRAFT The Honorable Harold Rogers Chairman Subcommittee on Commerce, Justice, State, the Judiciary and Related Agencies Appropriations Committee Automated Records Management System Hex-Dump Conversion U.S. House of Representatives Washington, D.C. 20515 Dear Mr. Chairman, In the Subcommittee's Report accompanying P.L. 105-119, the Congress directed the Attorney General to review the recommendations of the Commission on Immigration Reform (CIR) and develop a plan that would result in greater effectiveness and efficiency in the performance of the core functions of the federal immigration system. The President, also responding to the report of the CIR, asked the Domestic Policy Council (DPC) to "evaluate carefully the [CIR] proposal and other reform options designed to improve the executive branch's administration of the Nation's immigration laws." In conducting this review, the DPC, working closely with the Office of Management and Budget, consulted with the Departments of Justice, Labor and State, the INS, staff of the CIR, immigration experts and advocacy groups, and other White House offices, including the National Security Council. The DPC/OMB review concluded that the CIR report correctly diagnosed many of INS' problems -- insufficient accountability between field offices and headquarters, lack of consistency and professionalism, overlapping organizational relationships, and significant management weaknesses. These problems have hampered the ability of the INS to pursue effectively the principle tasks that Congress and the President expect the INS to perform: effective enforcement of our immigration laws both at our borders and in the interior, and the efficient provision of immigration and citizenship benefits and services. Improving the ability of the INS to pursue these critical priorities must be the guiding principle of any reform plan. After careful consideration and study, we have concluded that the most effective way to adhere to this guiding principle is to implement dramatic and fundamental reforms within the INS. The Administration's reform plan will untangle the INS's overlapping and frequently confusing organizational structure and replace it with two clear organizational chains of command -- one to accomplish its enforcement mission and the other to provide immigration-related services. By retaining both of these functions within Hex-Dump Conversion a single agency, the Administration's reform plan will ensure that both the enforcement and service operations are appropriately coordinated and supported by Headquarters. The Administration's reform plan will strengthen accountability and improve efficiency and effectiveness by allowing each of the two chains of command to focus on the unique management, knowledge, skills, and abilities of its function. The key features ofthe Administration's plan are: Effect an operational split between enforcement and services, resulting in two distinct, clear lines of authority from the field to headquarters, with an INS Commissioner continuing to be responsible for overall agency operations; Eliminate the current "district" field structure, and replace it with a functional and geographic-based organization that allows for the creation of service offices in areas convenient to their immigrant "customers" and the creation of enforcement offices focus at border areas, ports of entry and significant interior locations; Improve the quality ofthe workforce by creating separate enforcement and service career paths for INS employees, so that the best employees can move up the ladder and be rewarded for high performance; Restructure management operations to ensure an effective "shared support" operation (e.g., records and data management, technological support, employee relations, and administrative support) that will serve both the enforcement and the service sides of the agency. Establish a Chief Financial Officer to address deficiencies in financial, accounting and budget execution systems. In addition to implementing the restructuring plan noted above, the Administration will continue its efforts to identify and then take approP!iiate remedial action to eliminate any remaining areas of duplication, overlapping responsibilities, or inadequate coordination between the INS and the Departments of Labor and State. It should be noted that during its review, DPC and OMB c"arefully evaluated the recommendations of the CrR. The CrR concluded that the INS's dual responsibility of welcoming legal immigrants and deterring illegal immigration has resulted in "mission overload." To address this issue, the crR recommended disbanding the INS and reallocating its primary responsibilities to the Department of Justice (DOJ) and the State Department. We believe those recommendations would only compound the current problems with the nation's immigration system. First, such a substantial reallocation of authority could require a six- or seven-year 2 Hex-Dump Conversion transition, exacerbating existing concerns about long delays in immigration activities. Second and even more important, this reallocation would hinder the coordination and communication necessary to maintain the integrity and efficiency of both immigration' enforcement and immigration service operations. To be most effective, all immigration policy and management should remain within one agency at the Justice Department. The Administration's plan is a fundamental change in the way the INS conducts business. This restructuring -- from top to bottom -- will address long-standing concerns about lines of authority and responsibility, consistency of operations, and performance within the INS. It will result in improved enforcement coordination, career paths that support professionalism, and measurable changes in the way INS provides services to the immigration community. Most important, it will greatly improve the ability of the INS to perform their duties effectively and efficiently. We look forward to working with you and other members of Congress to implement this restructuring plan and to ensure successful, long-term improvements in the Nation's immigration system. Sincerely, Franklin Raines Director Office of Management and Budget Bruce Reed Assistant to the President for Domestic Policy Janet Reno Attorney General Enclosures 3
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